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  1. Execution services, outsource trading, electronic trading and soft dollar arrangements.

    Source Trading, founded in 1993, offers independent agency-only execution services to institutional investors as well as outsource trading, electronic trading ...
    electronic trading1
    execution services1
    soft dollar arrangements1
    outsource trading0

    www.source-trading.com - 2009-02-04

  2. Charles River Brokerage

    Charles River Brokerage's primary mission is to guide institutional investors through the proper use of the safe harbor provision under Section 28(e) of the ...
    CRB1
    Investment Research1
    Trading platform1
    Safe Harbor1
    Independent research1
    Charles River1
    Conversion ratio1
    Soft dollar1
    soft-dollar1
    Soft Dollar Arrangements1
    Third party research1
    1986 SEC Release1
    Charles River Brokerage1
    clearing network1
    Execution dollars1
    Mixed Use Products1
    Mixed Use Services1
    Multiple clearing platform1
    Payment for research1
    Ratio pricing1
    Section 28 e1
    Section 28 e payments1
    Securities Act Amendments 19751
    Securities Act of 19341
    Soft Dollar Broker1
    Soft Dollar Brokerage1
    Soft-dollar clearing network1
    Soft dollar flat fee pricing1
    Soft dollar payments1
    Soft dollar research1
    Soft dollar vendor payments1

    www.charlesriverbrokerage.com - 2009-02-04

securities act of 19341 soft dollar1 section 28 e payments1 independent research1 research5 securities act amendments 19751 trading3

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